Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Trust Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Leslie Clarren | 2324494 | 1 | 06/27/2000 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Alan Timothy Rodriguez | 1592580 | 15 | 05/19/2000 | Customer Dispute | Closed-No Action | $33,156.90 | $0.00 | See FINRA Report |
| M Shahab Rauf | 2369587 | 1 | 01/29/1998 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| Karl Francis Birkenfeld | 1342720 | 10 | 09/08/1997 | Customer Dispute | Settled | $40,453.10 | $0.00 | See FINRA Report |
| Karl Francis Birkenfeld | 1342720 | 10 | 07/10/1997 | Customer Dispute | Settled | $324,538.00 | $0.00 | See FINRA Report |
| Timothy George Hassell | 2188768 | 1 | 04/30/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Wendell Cory Franklin | 2484466 | 1 | 10/04/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Anthony Meany | 1310206 | 3 | 11/10/1994 | Customer Dispute | Award / Judgment | $1,379.88 | $1,000.00 | See FINRA Report |
| Gary Lee Leavitt | 712745 | 7 | 02/10/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Lee Leavitt | 712745 | 7 | 02/10/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |