Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Trust Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Isidro Z Miramontes | 2670160 | 1 | 11/26/2001 | Customer Dispute | Award / Judgment | $50,000.00 | $45,100.00 | See FINRA Report |
| Alan Timothy Rodriguez | 1592580 | 15 | 08/13/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Leonidas Kopulos | 712338 | 6 | 07/23/2001 | Customer Dispute | Settled | $238,974.00 | $0.00 | See FINRA Report |
| Leonidas Kopulos | 712338 | 6 | 06/22/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Leonidas Kopulos | 712338 | 6 | 05/30/2001 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Alan Timothy Rodriguez | 1592580 | 15 | 02/07/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Timothy Rodriguez | 1592580 | 15 | 01/24/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alan Timothy Rodriguez | 1592580 | 15 | 01/05/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alan Timothy Rodriguez | 1592580 | 15 | 12/04/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Patrick O'Halloran | 1391521 | 1 | 09/05/2000 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |