Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Trust Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Timothy Rodriguez | 1592580 | 15 | 01/24/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alan Timothy Rodriguez | 1592580 | 15 | 01/05/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alan Timothy Rodriguez | 1592580 | 15 | 12/04/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Patrick O'Halloran | 1391521 | 1 | 09/05/2000 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| James Leslie Clarren | 2324494 | 1 | 06/27/2000 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| M Shahab Rauf | 2369587 | 1 | 01/29/1998 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| Karl Francis Birkenfeld | 1342720 | 10 | 09/08/1997 | Customer Dispute | Settled | $40,453.10 | $0.00 | See FINRA Report |
| Karl Francis Birkenfeld | 1342720 | 10 | 07/10/1997 | Customer Dispute | Settled | $324,538.00 | $0.00 | See FINRA Report |
| Leonidas Kopulos | 712338 | 6 | 12/17/1991 | Customer Dispute | Settled | $110,038.00 | $0.00 | See FINRA Report |
| Leonidas Kopulos | 712338 | 6 | 01/09/1989 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |