Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Trust Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Bryce Vanclef | 5096529 | 9 | 06/27/2012 | Customer Dispute | Settled | $32,547.00 | $0.00 | See FINRA Report |
| Rick Alan Davidson | 1315998 | 15 | 03/06/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rick Alan Davidson | 1315998 | 15 | 01/05/2012 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Ivan Michael West | 4921015 | 1 | 05/12/2011 | Customer Dispute | Settled | $49,999.00 | $0.00 | See FINRA Report |
| Gerard Alexander Phillips | 814128 | 2 | 02/11/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason Bryce Vanclef | 5096529 | 9 | 11/10/2009 | Customer Dispute | Settled | $12,500.00 | $0.00 | See FINRA Report |
| Leonidas Kopulos | 712338 | 6 | 09/30/2002 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Alan Timothy Rodriguez | 1592580 | 15 | 05/24/2002 | Customer Dispute | Settled | $224,000.00 | $0.00 | See FINRA Report |
| Leonidas Kopulos | 712338 | 6 | 07/23/2001 | Customer Dispute | Settled | $238,974.00 | $0.00 | See FINRA Report |
| Leonidas Kopulos | 712338 | 6 | 05/30/2001 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |