Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Trust Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rick Alan Davidson | 1315998 | 15 | 06/20/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Christopher Richard Wurtzinger | 1921024 | 5 | 08/23/2017 | Customer Dispute | Settled | $5,001.00 | $0.00 | See FINRA Report |
| Rick Alan Davidson | 1315998 | 15 | 05/15/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rick Alan Davidson | 1315998 | 15 | 07/22/2016 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Shawn Michael Tyler | 5042677 | 2 | 06/09/2016 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Jason Bryce Vanclef | 5096529 | 9 | 03/11/2014 | Customer Dispute | Settled | $959,366.00 | $0.00 | See FINRA Report |
| Jason Bryce Vanclef | 5096529 | 9 | 10/25/2013 | Customer Dispute | Settled | $2,500,000.00 | $0.00 | See FINRA Report |
| Scot Barringer | 1385168 | 8 | 10/09/2013 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Jason Bryce Vanclef | 5096529 | 9 | 03/28/2013 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jason Bryce Vanclef | 5096529 | 9 | 01/28/2013 | Customer Dispute | Settled | $892,745.00 | $0.00 | See FINRA Report |