Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Trust Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Timothy Rodriguez | 1592580 | 15 | 08/13/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Timothy Rodriguez | 1592580 | 15 | 02/07/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Lee Leavitt | 712745 | 7 | 02/10/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Donlon Oreilly | 845839 | 8 | 11/03/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Donlon Oreilly | 845839 | 8 | 07/27/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scot Barringer | 1385168 | 8 | 10/08/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Donlon Oreilly | 845839 | 8 | 09/29/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Donlon Oreilly | 845839 | 8 | 07/24/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Karl Francis Birkenfeld | 1342720 | 10 | 03/21/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Lee Leavitt | 712745 | 7 | 01/25/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |