Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Trust Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Karl Francis Birkenfeld | 1342720 | 10 | 07/23/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Karl Francis Birkenfeld | 1342720 | 10 | 07/23/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |