Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Trust Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Benjamin Brandon Defoor | 6314458 | 3 | 08/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Francis Dever | 1840373 | 4 | 07/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristopher Charles Kessler | 4543640 | 2 | 12/19/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Foreman Kahn | 1001362 | 2 | 05/31/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Francis Dever | 1840373 | 4 | 10/11/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Richard Wurtzinger | 1921024 | 5 | 09/12/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Donlon Oreilly | 845839 | 8 | 02/02/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Karl Francis Birkenfeld | 1342720 | 10 | 03/18/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Timothy Rodriguez | 1592580 | 15 | 10/28/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Timothy Rodriguez | 1592580 | 15 | 08/13/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |