Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Trust Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Bryce Vanclef | 5096529 | 9 | 04/12/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Scot Barringer | 1385168 | 8 | 04/06/2022 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Rick Alan Davidson | 1315998 | 15 | 01/27/2022 | Customer Dispute | Pending | $5,001.00 | $0.00 | See FINRA Report |
| Alan Timothy Rodriguez | 1592580 | 15 | 07/10/2021 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Rick Alan Davidson | 1315998 | 15 | 04/20/2021 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Rick Alan Davidson | 1315998 | 15 | 02/26/2021 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Rick Alan Davidson | 1315998 | 15 | 09/25/2020 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Rick Alan Davidson | 1315998 | 15 | 06/20/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Rick Alan Davidson | 1315998 | 15 | 11/04/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Christopher Richard Wurtzinger | 1921024 | 5 | 08/23/2017 | Customer Dispute | Settled | $5,001.00 | $0.00 | See FINRA Report |