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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Taj Zachary Rohr5835877401/23/2019Customer DisputeSettled$0.00$0.00See FINRA Report
Taj Zachary Rohr5835877404/08/2018Customer DisputeSettled$12,767.00$0.00See FINRA Report
Taj Zachary Rohr5835877409/19/2017Customer DisputeDenied$135,943.00$0.00See FINRA Report

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