Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Baroncini | 3043354 | 11 | 05/12/2023 | Customer Dispute | Settled | $515,000.00 | $0.00 | See FINRA Report |
| Jason Paul Lucas | 6117102 | 2 | 11/25/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Paul Lucas | 6117102 | 2 | 08/04/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |