Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Baroncini | 3043354 | 11 | 06/20/2024 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Edward Baroncini | 3043354 | 11 | 02/28/2024 | Customer Dispute | Settled | $78,235.00 | $0.00 | See FINRA Report |
| Edward Baroncini | 3043354 | 11 | 11/30/2023 | Customer Dispute | Settled | $43,000.00 | $0.00 | See FINRA Report |
| Edward Baroncini | 3043354 | 11 | 11/08/2023 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Edward Baroncini | 3043354 | 11 | 11/06/2023 | Customer Dispute | Settled | $372,000.00 | $0.00 | See FINRA Report |
| Edward Baroncini | 3043354 | 11 | 11/06/2023 | Customer Dispute | Settled | $215,000.00 | $0.00 | See FINRA Report |
| Edward Baroncini | 3043354 | 11 | 11/02/2023 | Customer Dispute | Settled | $77,000.00 | $0.00 | See FINRA Report |
| Edward Baroncini | 3043354 | 11 | 11/02/2023 | Customer Dispute | Settled | $118,000.00 | $0.00 | See FINRA Report |
| Edward Baroncini | 3043354 | 11 | 10/11/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Edward Baroncini | 3043354 | 11 | 09/13/2023 | Customer Dispute | Settled | $270,000.00 | $0.00 | See FINRA Report |