Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wills Schneider Henriquez | 1872198 | 5 | 05/09/2019 | Customer Dispute | Settled | $204,600.00 | $0.00 | See FINRA Report |
| Wills Schneider Henriquez | 1872198 | 5 | 06/21/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wills Schneider Henriquez | 1872198 | 5 | 08/13/2010 | Customer Dispute | Award / Judgment | $100,000.00 | $34,407.40 | See FINRA Report |
| Wills Schneider Henriquez | 1872198 | 5 | 05/09/2006 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Wills Schneider Henriquez | 1872198 | 5 | 05/06/2002 | Customer Dispute | Settled | $64,000.00 | $0.00 | See FINRA Report |