Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Raymond Pandiani | 5014147 | 1 | 05/01/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marty Edward Paul | 2540039 | 4 | 06/30/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marty Edward Paul | 2540039 | 4 | 01/13/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marty Edward Paul | 2540039 | 4 | 04/20/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marty Edward Paul | 2540039 | 4 | 03/07/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Ritchie Randall | 1217647 | 4 | 03/07/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Ritchie Randall | 1217647 | 4 | 04/17/2001 | Customer Dispute | Settled | $78,000.00 | $0.00 | See FINRA Report |
| Brian Wayne Buskirk | 1140602 | 3 | 07/05/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Ritchie Randall | 1217647 | 4 | 09/22/1999 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Brian Ritchie Randall | 1217647 | 4 | 04/14/1993 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |