Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Patrick Nardolillo | 2416654 | 5 | 03/28/2003 | Customer Dispute | Denied | $61,000.00 | $0.00 | See FINRA Report |
| Michael Caputo | 1375074 | 1 | 02/14/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Matthew Patrick Nardolillo | 2416654 | 5 | 06/12/2002 | Customer Dispute | Denied | $58,000.00 | $0.00 | See FINRA Report |
| William F Wagner | 4087068 | 4 | 03/14/2001 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |