Our Staff has compiled our research into a database of FINRA Broker Disclosures for Andrew Garrett Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luis Porfirio Barahona | 2721040 | 4 | 07/12/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Luis Porfirio Barahona | 2721040 | 4 | 09/08/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Luis Porfirio Barahona | 2721040 | 4 | 11/18/2008 | Customer Dispute | Settled | $550,326.00 | $0.00 | See FINRA Report |
| Hyung Eun Lee | 2898999 | 3 | 12/06/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lawrence Matthew Schulder | 3010726 | 1 | 06/14/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Robert Mitchell | 1374268 | 3 | 06/02/2004 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Andrew Garrett Sycoff | 2119089 | 2 | 06/02/2004 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Brian Michael Kuhns | 2921468 | 1 | 07/31/2001 | Customer Dispute | Closed-No Action | $350,000.00 | $0.00 | See FINRA Report |
| Richard Ira Watter | 1303157 | 1 | 11/18/1998 | Customer Dispute | Settled | $23,150.00 | $0.00 | See FINRA Report |
| Mark Henry Maurer | 1496683 | 1 | 02/10/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |