Our Staff has compiled our research into a database of FINRA Broker Disclosures for Andrew Garrett Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Brian Michael Kuhns | 2921468 | 1 | 07/31/2001 | Customer Dispute | Closed-No Action | $350,000.00 | $0.00 | See FINRA Report |
Guy Gregory Clemente | 1222597 | 10 | 05/10/2000 | Customer Dispute | Award / Judgment | $67,733.50 | $96,697.40 | See FINRA Report |
Richard Ira Watter | 1303157 | 1 | 11/18/1998 | Customer Dispute | Settled | $23,150.00 | $0.00 | See FINRA Report |
Guy Gregory Clemente | 1222597 | 10 | 12/10/1996 | Customer Dispute | Award / Judgment | $178,346.00 | $40,000.00 | See FINRA Report |
Guy Gregory Clemente | 1222597 | 10 | 01/16/1996 | Customer Dispute | Award / Judgment | $103,130.00 | $165,000.00 | See FINRA Report |
Guy Gregory Clemente | 1222597 | 10 | 12/11/1995 | Customer Dispute | Award / Judgment | $110,000.00 | $32,400.00 | See FINRA Report |
Guy Gregory Clemente | 1222597 | 10 | 11/03/1995 | Customer Dispute | Award / Judgment | $71,000.00 | $25,000.00 | See FINRA Report |
Guy Gregory Clemente | 1222597 | 10 | 10/09/1995 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |