Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark William Damer | 1787015 | 2 | 07/02/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeannette Ann Adcock | 1432053 | 15 | 06/18/2019 | Customer Dispute | Settled | $2,752.32 | $0.00 | See FINRA Report |
| Bruce Malcolm Averback | 705997 | 4 | 04/11/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeannette Ann Adcock | 1432053 | 15 | 04/09/2019 | Customer Dispute | Denied | $11,335.30 | $0.00 | See FINRA Report |
| Joshua Kulback Simon | 2923912 | 5 | 04/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thompson Sylvester Phillips | 843039 | 2 | 03/25/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul William Murans | 3266607 | 8 | 11/07/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeannette Ann Adcock | 1432053 | 15 | 11/06/2018 | Customer Dispute | Denied | $71,500.00 | $0.00 | See FINRA Report |
| Andrew Jeffrey Southworth | 2764040 | 2 | 09/17/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeannette Ann Adcock | 1432053 | 15 | 09/05/2018 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |