Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradford Cooper Hagerman | 233319 | 4 | 11/01/1987 | Customer Dispute | Award / Judgment | $300,000.00 | $27,500.00 | See FINRA Report |
| Lynn Dennis Moeller | 1183448 | 1 | 10/20/1987 | Customer Dispute | Settled | $29,136.50 | $0.00 | See FINRA Report |
| Jeannette Ann Adcock | 1432053 | 15 | 04/06/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |