Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeannette Ann Adcock | 1432053 | 15 | 04/19/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jon Keith Stucker | 1094241 | 3 | 04/18/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tania Lashae Smith | 5208859 | 9 | 11/18/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bradley Louis Rozema | 703960 | 4 | 08/05/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul William Murans | 3266607 | 8 | 03/11/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Karen Le'Ellen Coker | 2731928 | 1 | 07/06/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeannette Ann Adcock | 1432053 | 15 | 01/27/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Terry Richard Holcomb | 1618936 | 2 | 07/24/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |