Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Louis Rozema | 703960 | 4 | 10/20/1998 | Customer Dispute | Award / Judgment | $950,000.00 | $499,000.00 | See FINRA Report |
| Daniel J Cohen | 2224298 | 1 | 11/19/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bradford Cooper Hagerman | 233319 | 4 | 05/01/1991 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Robert Lester Fox | 874119 | 4 | 04/30/1991 | Customer Dispute | Award / Judgment | $164,144.00 | $154,051.00 | See FINRA Report |
| Robert Lester Fox | 874119 | 4 | 02/15/1990 | Customer Dispute | Award / Judgment | $146,120.00 | $1,500.00 | See FINRA Report |
| Bradford Cooper Hagerman | 233319 | 4 | 11/01/1987 | Customer Dispute | Award / Judgment | $300,000.00 | $27,500.00 | See FINRA Report |
| Lynn Dennis Moeller | 1183448 | 1 | 10/20/1987 | Customer Dispute | Settled | $29,136.50 | $0.00 | See FINRA Report |