Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wanda Jo Ross | 3112244 | 4 | 12/09/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Damon Conor Page Moran | 3245855 | 1 | 04/13/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Cathey Elaine Fisher | 5302882 | 2 | 10/21/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Andrew Jeffrey Southworth | 2764040 | 2 | 07/25/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jon Keith Stucker | 1094241 | 3 | 04/01/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joshua Andrew Mazer | 1609648 | 4 | 08/28/2007 | Customer Dispute | Denied | $26,000.00 | $0.00 | See FINRA Report |
| Robert James Caplinger | 1437425 | 1 | 11/15/2006 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Bradford Cooper Hagerman | 233319 | 4 | 07/06/2006 | Customer Dispute | Settled | $1,475,410.00 | $0.00 | See FINRA Report |
| Joshua Andrew Mazer | 1609648 | 4 | 10/14/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Joshua Andrew Mazer | 1609648 | 4 | 09/05/2002 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |