Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elwyn Douglas Guernsey | 1487320 | 2 | 09/23/2009 | Customer Dispute | Settled | $44,839.00 | $0.00 | See FINRA Report |
| Douglas K Guernsey | 2922887 | 2 | 06/17/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Douglas K Guernsey | 2922887 | 2 | 02/18/2009 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Elwyn Douglas Guernsey | 1487320 | 2 | 02/21/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |