Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Robert Mickelson | 2175835 | 2 | 09/05/2012 | Customer Dispute | Denied | $14,500.00 | $0.00 | See FINRA Report |
| Stephen Robert Mickelson | 2175835 | 2 | 06/22/2012 | Customer Dispute | Settled | $439,000.00 | $0.00 | See FINRA Report |