Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sylvester Knox | 1625705 | 24 | 08/06/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sylvester Knox | 1625705 | 24 | 05/29/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sylvester Knox | 1625705 | 24 | 03/30/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sylvester Knox | 1625705 | 24 | 01/10/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sylvester Knox | 1625705 | 24 | 01/10/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sylvester Knox | 1625705 | 24 | 05/18/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sylvester Knox | 1625705 | 24 | 03/13/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sylvester Knox | 1625705 | 24 | 01/05/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sylvester Knox | 1625705 | 24 | 11/28/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sylvester Knox | 1625705 | 24 | 11/28/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |