Our Staff has compiled our research into a database of FINRA Broker Disclosures for AE Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Albert Scott Carlson | 6700940 | 2 | 11/01/2006 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Jone Kimberly James | 1712159 | 2 | 08/15/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph D Uradnik | 2949407 | 3 | 12/18/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald Timothy St. Cin | 2560068 | 1 | 05/04/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Robert Lederer | 5798391 | 2 | 09/02/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |