Our Staff has compiled our research into a database of FINRA Broker Disclosures for AE Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jessica Joy Brandes | 7065520 | 2 | 10/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Robert Lederer | 5798391 | 2 | 10/17/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Lea Cherry | 7427452 | 1 | 09/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Robert Jones | 2944696 | 5 | 01/08/2016 | Customer Dispute | Settled | $131,680.00 | $0.00 | See FINRA Report |
| Deanna Rose Coglianese | 4796292 | 1 | 05/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph D Uradnik | 2949407 | 3 | 06/16/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Robert Jones | 2944696 | 5 | 03/26/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Robert Jones | 2944696 | 5 | 10/21/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Robert Jones | 2944696 | 5 | 02/24/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph D Uradnik | 2949407 | 3 | 05/14/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |