Our Staff has compiled our research into a database of FINRA Broker Disclosures for AE Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Jay Johannsen | 4997713 | 1 | 09/12/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph D Uradnik | 2949407 | 3 | 06/16/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jesse Michael Vanvalin | 5292837 | 1 | 12/05/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shawn Michael Scholz | 2891167 | 1 | 07/02/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam John McNulty | 1859417 | 1 | 05/16/2011 | Customer Dispute | Settled | $230,000.00 | $0.00 | See FINRA Report |
| Joseph D Uradnik | 2949407 | 3 | 05/14/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Lawrence Hedger | 2017668 | 2 | 02/16/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Lawrence Hedger | 2017668 | 2 | 05/16/2007 | Customer Dispute | Denied | $11,623.70 | $0.00 | See FINRA Report |
| Albert Scott Carlson | 6700940 | 2 | 01/07/2007 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Jone Kimberly James | 1712159 | 2 | 01/03/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |