Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Thomas Strickland | 1780073 | 3 | 05/03/2004 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Stephen Thomas Strickland | 1780073 | 3 | 12/24/2003 | Customer Dispute | Award / Judgment | $250,000.00 | $111,500.00 | See FINRA Report |
| Stephen Thomas Strickland | 1780073 | 3 | 07/02/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |