Our Staff has compiled our research into a database of FINRA Broker Disclosures for Exos Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brady William Dougan | 2423049 | 5 | 12/22/2023 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Brady William Dougan | 2423049 | 5 | 12/18/2023 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Brady William Dougan | 2423049 | 5 | 06/20/2023 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Brady William Dougan | 2423049 | 5 | 06/07/2023 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Brady William Dougan | 2423049 | 5 | 05/28/2023 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Sean Thomas Brady | 2656052 | 1 | 06/12/2020 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |