Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lilia Nia | 6018019 | 3 | 11/15/2023 | Regulatory | On Appeal | $0.00 | $0.00 | See FINRA Report |
| Lilia Nia | 6018019 | 3 | 08/02/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Charles Mehlin | 736694 | 6 | 08/04/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Charles Mehlin | 736694 | 6 | 08/03/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lilia Nia | 6018019 | 3 | 08/16/2021 | Customer Dispute | Settled | $12,000,000.00 | $0.00 | See FINRA Report |
| Robert Charles Mehlin | 736694 | 6 | 02/06/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Charles Mehlin | 736694 | 6 | 01/31/2012 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Robert Charles Mehlin | 736694 | 6 | 02/06/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Charles Mehlin | 736694 | 6 | 08/09/2002 | Customer Dispute | Denied | $12,609.00 | $0.00 | See FINRA Report |
| Richard Anthony Flora | 1121424 | 1 | 07/26/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |