Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marilyn Ashley Rios | 4414881 | 3 | 05/12/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Goyette | 2500780 | 2 | 08/14/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Louis Anthony Della Valle | 2782757 | 1 | 04/30/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Goyette | 2500780 | 2 | 08/06/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |