Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frederick John Bohlander | 2111955 | 1 | 05/25/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Manuel Decosta | 1150354 | 2 | 05/17/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Manuel Decosta | 1150354 | 2 | 10/28/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |