Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Leon White | 5365185 | 4 | 06/15/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Blake McGowan | 6385231 | 2 | 03/13/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Leon White | 5365185 | 4 | 11/21/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Leon White | 5365185 | 4 | 06/28/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Blake McGowan | 6385231 | 2 | 06/05/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Leon White | 5365185 | 4 | 05/30/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |