Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Robert Dathe | 4200005 | 2 | 02/27/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Todd Robert Dathe | 4200005 | 2 | 02/26/2009 | Customer Dispute | Denied | $209,000.00 | $0.00 | See FINRA Report |