Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey T Kennedy | 5094149 | 12 | 07/12/2022 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Michael L Niemczyk | 3097183 | 7 | 11/19/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael L Niemczyk | 3097183 | 7 | 10/27/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Kevin Johnson | 1371966 | 2 | 02/16/2007 | Customer Dispute | Denied | $30,124.30 | $0.00 | See FINRA Report |
| Michael L Niemczyk | 3097183 | 7 | 08/05/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey T Kennedy | 5094149 | 12 | 07/16/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael L Niemczyk | 3097183 | 7 | 01/03/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael L Niemczyk | 3097183 | 7 | 07/24/2001 | Customer Dispute | Pending | $20,000.00 | $0.00 | See FINRA Report |
| Michael L Niemczyk | 3097183 | 7 | 09/05/2000 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael L Niemczyk | 3097183 | 7 | 08/24/2000 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |