Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oriental Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marcos A. Sanz-Madera | 5464419 | 13 | 02/01/2018 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Sergio Andr Moure Torres | 4829488 | 8 | 01/19/2018 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Juan Luis Gonzalez Rivera | 2274031 | 29 | 01/18/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alexis J. Crespo Perez | 4971693 | 17 | 01/05/2018 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Angel Rodriguez-Conde | 3209550 | 8 | 12/18/2017 | Customer Dispute | Settled | $220,000.00 | $0.00 | See FINRA Report |
| Juan Luis Gonzalez Rivera | 2274031 | 29 | 12/13/2017 | Customer Dispute | Settled | $608,154.00 | $0.00 | See FINRA Report |
| Sergio Andr Moure Torres | 4829488 | 8 | 12/04/2017 | Customer Dispute | Settled | $168,414.00 | $0.00 | See FINRA Report |
| Hector Luis Colon Rivera | 4826616 | 13 | 11/20/2017 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Rafael Enrique Kodesh Alegria | 2960042 | 13 | 11/16/2017 | Customer Dispute | Settled | $260,602.00 | $0.00 | See FINRA Report |
| Marcos A. Sanz-Madera | 5464419 | 13 | 11/07/2017 | Customer Dispute | Settled | $89,267.30 | $0.00 | See FINRA Report |