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FINRA Broker Disclosures for Oriental Financial Services LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oriental Financial Services LLC. Search or filter the database to find more about a specific broker.

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Displaying 61-70 out of 137 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Clara Isabel Fernandez Colorado2304819806/27/2018Customer DisputeSettled$326,327.00$0.00See FINRA Report
Manuel Jose Garrido Portela29080051406/19/2018Customer DisputeSettled$420,000.00$0.00See FINRA Report
Alexis J Crespo Perez49716931906/12/2018Customer DisputeSettled$80,000.00$0.00See FINRA Report
Rafael Enrique Kodesh Alegria29600421306/04/2018Customer DisputeSettled$410,000.00$0.00See FINRA Report
Jeffrey J Lapetina Mafuz5759054205/24/2018Customer DisputeWithdrawn$115,000.00$0.00See FINRA Report
Hector Luis Colon Rivera48266161304/24/2018Customer DisputeSettled$309,000.00$0.00See FINRA Report
Clara Isabel Fernandez Colorado2304819804/04/2018Customer DisputeWithdrawn$878,334.00$0.00See FINRA Report
Alexis J Crespo Perez49716931904/04/2018Customer DisputeSettled$201,172.00$0.00See FINRA Report
Casto Miguel Colldelrio2444524703/20/2018Customer DisputeSettled$475,000.00$0.00See FINRA Report
Manuel Jose Garrido Portela29080051403/02/2018Customer DisputeSettled$3,000,000.00$0.00See FINRA Report

137 Results

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