Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oriental Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexis J. Crespo Perez | 4971693 | 17 | 06/12/2018 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Rafael Enrique Kodesh Alegria | 2960042 | 13 | 06/04/2018 | Customer Dispute | Settled | $410,000.00 | $0.00 | See FINRA Report |
| Jeffrey J. Lapetina Mafuz | 5759054 | 2 | 05/24/2018 | Customer Dispute | Withdrawn | $115,000.00 | $0.00 | See FINRA Report |
| Hector Luis Colon Rivera | 4826616 | 13 | 04/24/2018 | Customer Dispute | Settled | $309,000.00 | $0.00 | See FINRA Report |
| Alexis J. Crespo Perez | 4971693 | 17 | 04/04/2018 | Customer Dispute | Settled | $201,172.00 | $0.00 | See FINRA Report |
| Clara Isabel Fernandez Colorado | 2304819 | 8 | 04/04/2018 | Customer Dispute | Withdrawn | $878,334.00 | $0.00 | See FINRA Report |
| Casto Miguel Colldelrio | 2444524 | 7 | 03/20/2018 | Customer Dispute | Settled | $475,000.00 | $0.00 | See FINRA Report |
| Manuel Jose Garrido Portela | 2908005 | 14 | 03/02/2018 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Hector Luis Colon Rivera | 4826616 | 13 | 02/22/2018 | Customer Dispute | Settled | $765,000.00 | $0.00 | See FINRA Report |
| Alexis J. Crespo Perez | 4971693 | 17 | 02/14/2018 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |