Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oriental Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Angel Rodriguez-Conde | 3209550 | 8 | 09/20/2018 | Customer Dispute | Settled | $915,000.00 | $0.00 | See FINRA Report |
| Clara Isabel Fernandez Colorado | 2304819 | 8 | 09/13/2018 | Customer Dispute | Settled | $615,000.00 | $0.00 | See FINRA Report |
| Angel Rodriguez-Conde | 3209550 | 8 | 09/06/2018 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Rafael Enrique Kodesh Alegria | 2960042 | 13 | 09/05/2018 | Customer Dispute | Settled | $401,000.00 | $0.00 | See FINRA Report |
| Manuel Jose Garrido Portela | 2908005 | 14 | 09/05/2018 | Customer Dispute | Settled | $401,000.00 | $0.00 | See FINRA Report |
| Rafael Enrique Kodesh Alegria | 2960042 | 13 | 08/30/2018 | Customer Dispute | Pending | $4,414,520.00 | $0.00 | See FINRA Report |
| Hector Luis Colon Rivera | 4826616 | 13 | 08/29/2018 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Rafael Enrique Kodesh Alegria | 2960042 | 13 | 08/08/2018 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Clara Isabel Fernandez Colorado | 2304819 | 8 | 06/27/2018 | Customer Dispute | Settled | $326,327.00 | $0.00 | See FINRA Report |
| Manuel Jose Garrido Portela | 2908005 | 14 | 06/19/2018 | Customer Dispute | Settled | $420,000.00 | $0.00 | See FINRA Report |