Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oriental Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hector Luis Colon Rivera | 4826616 | 13 | 04/25/2019 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Alexis J. Crespo Perez | 4971693 | 17 | 04/23/2019 | Customer Dispute | Award / Judgment | $50,000.00 | $0.00 | See FINRA Report |
| Juan Luis Gonzalez Rivera | 2274031 | 29 | 04/22/2019 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Juan Luis Gonzalez Rivera | 2274031 | 29 | 04/22/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rafael Enrique Kodesh Alegria | 2960042 | 13 | 04/05/2019 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Manuel Jose Garrido Portela | 2908005 | 14 | 02/26/2019 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Juan Luis Gonzalez Rivera | 2274031 | 29 | 01/25/2019 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Rafael Enrique Kodesh Alegria | 2960042 | 13 | 01/17/2019 | Customer Dispute | Settled | $315,000.00 | $0.00 | See FINRA Report |
| Manuel Jose Garrido Portela | 2908005 | 14 | 01/15/2019 | Customer Dispute | Settled | $7,200,000.00 | $0.00 | See FINRA Report |
| Marcos A. Sanz-Madera | 5464419 | 13 | 01/02/2019 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |