Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oriental Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexis J Crespo Perez | 4971693 | 19 | 08/26/2019 | Customer Dispute | Settled | $220,000.00 | $0.00 | See FINRA Report |
| Manuel Jose Garrido Portela | 2908005 | 14 | 08/23/2019 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Manuel Jose Garrido Portela | 2908005 | 14 | 07/17/2019 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Juan Luis Gonzalez Rivera | 2274031 | 29 | 07/01/2019 | Customer Dispute | Settled | $360,000.00 | $0.00 | See FINRA Report |
| Manuel Jose Garrido Portela | 2908005 | 14 | 06/18/2019 | Customer Dispute | Settled | $265,000.00 | $0.00 | See FINRA Report |
| Marcos A Sanz-Madera | 5464419 | 13 | 06/14/2019 | Customer Dispute | Settled | $360,000.00 | $0.00 | See FINRA Report |
| Alexis J Crespo Perez | 4971693 | 19 | 06/05/2019 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Manuel Jose Garrido Portela | 2908005 | 14 | 05/24/2019 | Customer Dispute | Settled | $3,250,000.00 | $0.00 | See FINRA Report |
| Rafael Enrique Kodesh Alegria | 2960042 | 13 | 05/17/2019 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Rafael Enrique Kodesh Alegria | 2960042 | 13 | 05/17/2019 | Customer Dispute | Settled | $2,500,000.00 | $0.00 | See FINRA Report |