Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oriental Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Casto Miguel Colldelrio | 2444524 | 7 | 10/15/2019 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Clara Isabel Fernandez Colorado | 2304819 | 8 | 10/10/2019 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Casto Miguel Colldelrio | 2444524 | 7 | 09/10/2019 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Sergio Andr Moure Torres | 4829488 | 8 | 09/04/2019 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Hector Luis Colon Rivera | 4826616 | 13 | 09/04/2019 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Alexis J. Crespo Perez | 4971693 | 17 | 08/26/2019 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Alexis J. Crespo Perez | 4971693 | 17 | 08/26/2019 | Customer Dispute | Settled | $220,000.00 | $0.00 | See FINRA Report |
| Clara Isabel Fernandez Colorado | 2304819 | 8 | 08/26/2019 | Customer Dispute | Settled | $290,000.00 | $0.00 | See FINRA Report |
| Manuel Jose Garrido Portela | 2908005 | 14 | 08/26/2019 | Customer Dispute | Settled | $550,000.00 | $0.00 | See FINRA Report |
| Manuel Jose Garrido Portela | 2908005 | 14 | 08/23/2019 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |