Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oriental Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlos E Comas Rodon | 4730712 | 2 | 07/06/2011 | Customer Dispute | Settled | $538,995.00 | $0.00 | See FINRA Report |
| Carlos E Comas Rodon | 4730712 | 2 | 06/02/2011 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Clara Isabel Fernandez Colorado | 2304819 | 8 | 01/03/2011 | Customer Dispute | Settled | $148,000.00 | $0.00 | See FINRA Report |
| Casto Miguel Colldelrio | 2444524 | 7 | 12/13/2010 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See FINRA Report |
| Angel Rodriguez-Conde | 3209550 | 8 | 05/18/2009 | Customer Dispute | Closed-No Action | $35,000.00 | $0.00 | See FINRA Report |
| Juan Luis Gonzalez Rivera | 2274031 | 29 | 02/21/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Juan Luis Gonzalez Rivera | 2274031 | 29 | 01/15/2008 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |