Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oriental Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juan Luis Gonzalez Rivera | 2274031 | 29 | 06/17/2014 | Customer Dispute | Settled | $63,000.00 | $0.00 | See FINRA Report |
| Marcos A Sanz-Madera | 5464419 | 13 | 05/30/2014 | Customer Dispute | Denied | $12,730.00 | $0.00 | See FINRA Report |
| Marcos A Sanz-Madera | 5464419 | 13 | 04/15/2014 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Alexis J Crespo Perez | 4971693 | 19 | 04/15/2014 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Alexis J Crespo Perez | 4971693 | 19 | 04/15/2014 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Clara Isabel Fernandez Colorado | 2304819 | 8 | 03/21/2014 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Juan Luis Gonzalez Rivera | 2274031 | 29 | 03/03/2014 | Customer Dispute | Settled | $780,000.00 | $0.00 | See FINRA Report |
| Angel Rodriguez-Conde | 3209550 | 8 | 11/13/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Manuel Jose Garrido Portela | 2908005 | 14 | 03/28/2012 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Hector Luis Colon Rivera | 4826616 | 13 | 07/13/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |