Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oriental Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marcos A Sanz-Madera | 5464419 | 13 | 02/25/2015 | Customer Dispute | Settled | $3,000.00 | $0.00 | See FINRA Report |
| Alexis J Crespo Perez | 4971693 | 19 | 12/04/2014 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Manuel Jose Garrido Portela | 2908005 | 14 | 11/04/2014 | Customer Dispute | Settled | $220,000.00 | $0.00 | See FINRA Report |
| Angel Rodriguez-Conde | 3209550 | 8 | 10/14/2014 | Customer Dispute | Settled | $20,200.00 | $0.00 | See FINRA Report |
| Juan Luis Gonzalez Rivera | 2274031 | 29 | 09/24/2014 | Customer Dispute | Settled | $975,000.00 | $0.00 | See FINRA Report |
| Juan Luis Gonzalez Rivera | 2274031 | 29 | 09/18/2014 | Customer Dispute | Settled | $266,555.00 | $0.00 | See FINRA Report |
| Marcos A Sanz-Madera | 5464419 | 13 | 09/09/2014 | Customer Dispute | Settled | $61,235.30 | $0.00 | See FINRA Report |
| Sergio AndrÉS Moure Torres | 4829488 | 8 | 07/30/2014 | Customer Dispute | Settled | $169,927.00 | $0.00 | See FINRA Report |
| Juan Luis Gonzalez Rivera | 2274031 | 29 | 07/07/2014 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Juan Luis Gonzalez Rivera | 2274031 | 29 | 06/27/2014 | Customer Dispute | Settled | $625,000.00 | $0.00 | See FINRA Report |