Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oriental Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rafael Enrique Kodesh Alegria | 2960042 | 13 | 08/29/2016 | Customer Dispute | Settled | $838,896.00 | $0.00 | See FINRA Report |
| Sergio AndrÉS Moure Torres | 4829488 | 8 | 07/11/2016 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Alexis J Crespo Perez | 4971693 | 19 | 02/19/2016 | Customer Dispute | Closed-No Action | $39,732.00 | $0.00 | See FINRA Report |
| Juan Luis Gonzalez Rivera | 2274031 | 29 | 11/23/2015 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Angel Rodriguez-Conde | 3209550 | 8 | 10/29/2015 | Customer Dispute | Settled | $61,483.10 | $0.00 | See FINRA Report |
| Alexis J Crespo Perez | 4971693 | 19 | 10/27/2015 | Customer Dispute | Settled | $250,855.00 | $0.00 | See FINRA Report |
| Juan Luis Gonzalez Rivera | 2274031 | 29 | 10/09/2015 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Angel Rodriguez-Conde | 3209550 | 8 | 08/13/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marcos A Sanz-Madera | 5464419 | 13 | 06/30/2015 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Mariela Torres | 2735709 | 1 | 04/07/2015 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |