Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oriental Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey J. Lapetina Mafuz | 5759054 | 2 | 06/21/2017 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Juan Luis Gonzalez Rivera | 2274031 | 29 | 02/10/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Juan Luis Gonzalez Rivera | 2274031 | 29 | 01/31/2017 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Juan Luis Gonzalez Rivera | 2274031 | 29 | 12/12/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Juan Luis Gonzalez Rivera | 2274031 | 29 | 12/02/2016 | Customer Dispute | Settled | $17,351,400.00 | $0.00 | See FINRA Report |
| Juan Luis Gonzalez Rivera | 2274031 | 29 | 10/26/2016 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Alexis J. Crespo Perez | 4971693 | 17 | 10/18/2016 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Juan Luis Gonzalez Rivera | 2274031 | 29 | 10/03/2016 | Customer Dispute | Settled | $279,000.00 | $0.00 | See FINRA Report |
| Rafael Enrique Kodesh Alegria | 2960042 | 13 | 08/29/2016 | Customer Dispute | Settled | $838,896.00 | $0.00 | See FINRA Report |
| Sergio Andr Moure Torres | 4829488 | 8 | 07/11/2016 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |