Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oriental Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rafael Enrique Kodesh Alegria | 2960042 | 13 | 11/16/2017 | Customer Dispute | Settled | $260,602.00 | $0.00 | See FINRA Report |
| Marcos A Sanz-Madera | 5464419 | 13 | 11/07/2017 | Customer Dispute | Settled | $89,267.30 | $0.00 | See FINRA Report |
| Rafael Enrique Kodesh Alegria | 2960042 | 13 | 11/03/2017 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Juan Luis Gonzalez Rivera | 2274031 | 29 | 10/16/2017 | Customer Dispute | Settled | $646,000.00 | $0.00 | See FINRA Report |
| Marcos A Sanz-Madera | 5464419 | 13 | 10/10/2017 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Alexis J Crespo Perez | 4971693 | 19 | 09/12/2017 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Casto Miguel Colldelrio | 2444524 | 7 | 08/24/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rafael Enrique Kodesh Alegria | 2960042 | 13 | 07/12/2017 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Rafael Enrique Kodesh Alegria | 2960042 | 13 | 07/06/2017 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Alexis J Crespo Perez | 4971693 | 19 | 07/06/2017 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |