Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel David Gurvitch | 4408653 | 2 | 02/09/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Samuel David Gurvitch | 4408653 | 2 | 09/07/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Christopher Coxon | 4987938 | 1 | 07/08/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gary G Bouch | 1807688 | 3 | 07/12/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary G Bouch | 1807688 | 3 | 03/19/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gary G Bouch | 1807688 | 3 | 04/14/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Paul Jason Caruso | 2288801 | 1 | 07/24/2001 | Customer Dispute | Settled | $1,600,000.00 | $0.00 | See FINRA Report |