Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cary Joel Cowan | 601492 | 2 | 10/30/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Akhil Kumar | 4716564 | 1 | 03/02/2020 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |