Our Staff has compiled our research into a database of FINRA Broker Disclosures for IFP Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Hawley Gleeson | 2918661 | 1 | 01/30/2013 | Customer Dispute | Settled | $640,000.00 | $0.00 | See FINRA Report |
| James Frederick Kimmel | 2573907 | 1 | 09/20/2012 | Customer Dispute | Denied | $85,887.00 | $0.00 | See FINRA Report |
| Stephan Copeland Barton | 2788138 | 2 | 08/13/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Chad Grover Gildig | 2510924 | 3 | 08/03/2012 | Customer Dispute | Denied | $296,000.00 | $0.00 | See FINRA Report |
| Scott Anthony Lanza | 2674425 | 2 | 05/01/2012 | Customer Dispute | Settled | $145,000.00 | $0.00 | See FINRA Report |
| Chad Speziale | 2629173 | 1 | 05/01/2012 | Customer Dispute | Settled | $145,000.00 | $0.00 | See FINRA Report |
| Craig Allan Middendorf | 1164834 | 1 | 07/18/2011 | Customer Dispute | Denied | $60,719.10 | $0.00 | See FINRA Report |
| Joshua Steven Weinstein | 4878671 | 2 | 06/16/2011 | Customer Dispute | Denied | $19,269.70 | $0.00 | See FINRA Report |
| Thomas Patrick Petrus | 2185618 | 5 | 03/09/2011 | Customer Dispute | Settled | $30,380.40 | $0.00 | See FINRA Report |
| Brendan Michael Kelly | 2208036 | 2 | 10/08/2010 | Customer Dispute | Denied | $125,000.00 | $0.00 | See FINRA Report |